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The Dynamics of Loan Sales and Lender Incentives

  • Carnegie Mellon University
  • École Polytechnique Fédérale de Lausanne

Research output: Contribution to journalArticleAcademicpeer-review

2 Citations (Scopus)
12 Downloads (Pure)

Abstract

How much of a loan should a lender retain and how do loan sales affect loan performance? We address these questions in a model in which a lender originates loans that it can sell to investors. The lender reduces default risk through screening at origination and monitoring after origination, but is subject to moral hazard. The optimal lender-investor contract can be implemented by requiring the lender to initially retain a share of the loan that it gradually sells to investors, rationalizing loan sales after origination. The model generates novel predictions linking loan and lender characteristics to initial retention, sales dynamics, and loan performance.
Original languageEnglish
Pages (from-to)2403-2460
Number of pages58
JournalReview of Financial Studies
Volume37
Issue number8
DOIs
Publication statusPublished - 24 May 2024

Bibliographical note

JEL Classification: G21, G32.

Publisher Copyright:
© 2024 The Author(s). Published by Oxford University Press.

Research programs

  • ESE - F&A

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